Broker-dealer regulation in a nutshell /
"This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you an understanding of basic concepts and the underlying regulator...
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
St. Paul, MN :
West Academic Publishing,
[2021]
|
| Edition: | Fourth edition |
| Series: | Nutshell series
|
| Subjects: | |
| Tags: |
Add Tag
No Tags, Be the first to tag this record!
|